Yee Wah Eva Chun
秦綺華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wah Eva Chun (秦綺華), a licensed former licensee with CE reference ABT383. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Management Limited 嘉德投資管理有限公司 |
RO | Type 9 — Asset management | 2022-10-10 | 2022-11-30 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-18 | 2021-10-31 |
| Dingxin (Securities) Limited 鼎鑫(證券)有限公司 |
RO | Type 4 — Advising on securities | 2019-12-18 | 2021-10-31 |
| RaffAello Securities (HK) Limited | RO | Type 4 — Advising on securities | 2018-09-14 | 2018-12-02 |
| RaffAello Securities (HK) Limited | RO | Type 1 — Dealing in securities | 2018-08-14 | 2018-12-02 |
| RaffAello Securities (HK) Limited | RO | Type 4 — Advising on securities | 2014-03-28 | 2018-04-13 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2013-10-11 | 2018-04-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | 2008-10-29 | 2013-04-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-04 | 2008-10-29 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-03 | 2007-12-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-10-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-20 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |