HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking Securities (Asia) Limited (滙豐金融證券(亞洲)有限公司), CE reference ABX727. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 51.
Registered address
Level 25 HSBC Main Building, 1 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2015-01-19 | present |
| Type 4 — Advising on securities | present | 2004-09-10 |
| Type 6 — Advising on corporate finance | present | 2004-09-10 |
| Type 7 — Providing automated trading services | present | 2003-09-02 |
| Type 9 — Asset management | present | 2004-09-10 |
Licensed staff (51)
As of
| Name | Activities | Since |
|---|---|---|
| Stephen Shu Tin Chang 張樹田 | RO 1 | 2026-02 |
| Kinson Keng Wah Chow 周健華 | RO 1 | 2024-12 |
| Wing Ho Felix Kwok 郭永晧 | RO 1 | 2024-12 |
| Siu Man (SFC:ACV996) Lau 劉紹文 | RO 4 Rep 1 | 2016-12 |
| Chi Kin (SFC:BAX162) Lee 李志建 | RO 1, 4 | 2025-12 |
| Ki Wo 鄔奇 | RO 1, 4 | 2017-11 |
| Chung Wing Chan 陳頌榮 | Rep 1, 4 | 2019-10 |
| Tsz Ping Chan 陳梓萍 | Rep 1, 4 | 2015-03 |
| Ka Ki (SFC:AYA582) Cheung 張家琪 | Rep 1 | 2023-12 |
| Kwong Wa Cheung 張光華 | Rep 1, 4 | 2015-04 |
| Siu Ling Cheung 張少玲 | Rep 1 | 2025-04 |
| Wai Hong Ip 葉偉康 | Rep 1 | 2013-12 |
| Leon Sik Lim Keung 姜錫廉 | Rep 1 | 2014-02 |
| Hin Sing Kwan 關顯聲 | Rep 1, 4 | 2015-03 |
| Chi Chung Kwok 郭志聰 | Rep 1, 4 | 2015-04 |
| Wing Sheung Kwok 郭榮嫦 | Rep 1 | 2015-03 |
| Patrick Shun Wai Lai 賴汛維 | Rep 1, 4 | 2017-08 |
| Yau Nin Lai 賴猷年 | Rep 1, 4 | 2015-03 |
| Chun Wah Lam 林俊華 | Rep 1, 4 | 2015-03 |
| Lap Fung Lam 林立峰 | Rep 1 | 2022-07 |
| Ho Cheong Lau 劉浩昌 | Rep 1, 4 | 2021-03 |
| Kwan Yiu Lau 劉鈞耀 | Rep 1, 4 | 2015-04 |
| Miu Ying Lau 劉妙凝 | Rep 1, 4 | 2015-03 |
| Pui Ching Lau 劉珮青 | Rep 1, 4 | 2022-11 |
| Ka Hing Lee 李嘉興 | Rep 1, 4 | 2017-01 |
| Elaine Wai Yin Leung 梁偉妍 | Rep 1, 4 | 2015-03 |
| Matthew Man Wai Leung 梁文威 | Rep 1, 4 | 2015-03 |
| Chi Wing Li 李志榮 | Rep 1, 4 | 2015-04 |
| Kwok Yin Li 李國賢 | Rep 1, 4 | 2018-11 |
| Wai Han Li 李惠嫻 | Rep 1, 4 | 2017-08 |
| Ching Yiu Lim 林靜瑤 | Rep 1, 4 | 2016-08 |
| Chi Kwan Lin 連子鈞 | Rep 1, 4 | 2015-03 |
| Chun Kwan Lo 羅俊坤 | Rep 1 | 2012-04 |
| Kenny Yick Chun Lo 羅翊晉 | Rep 1, 4 | 2015-03 |
| Ka Fung Ma 馬家鳳 | Rep 1 | Pre-2003 |
| Kelvin Ka Wing Mak 麥家榮 | Rep 1, 4 | 2015-03 |
| Kwok Sing Mak 麥國星 | Rep 1 | Pre-2003 |
| Yiu Hong Mak 麥耀康 | Rep 1, 4 | 2015-03 |
| Kwok Hung Ng 吳國雄 | Rep 1 | Pre-2003 |
| Ray Wai Yin Ng 吳偉然 | Rep 1, 4 | 2015-03 |
| Kwok Pan Ngai 魏國彬 | Rep 1, 4 | 2019-10 |
| Yuen Ying Pang 彭婉盈 | Rep 1 | 2005-06 |
| Yat Kei Shum 沈逸基 | Rep 1, 4 | 2015-03 |
| Tsz Kit So 蘇子杰 | Rep 1, 4 | 2019-03 |
| Hon Fai Tang 鄧漢輝 | Rep 1, 4 | 2015-03 |
| Hing Sum Tsang 曾慶琛 | Rep 1 | 2023-02 |
| Chor Yee Wong 王楚儀 | Rep 1 | 2005-01 |
| Ka Ho (SFC:AJB051) Wong 黃嘉豪 | Rep 1, 4 | 2018-12 |
| Wai Yee Wong 王煒義 | Rep 1 | 2022-09 |
| Nga Chi Wu 胡雅芝 | Rep 1, 4 | 2022-08 |
| Angelina Wai San Yu 余偉珊 | Rep 1, 4 | 2015-03 |
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