Hung Wah Leung

梁孔華
CE No. AAI021 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Wah Leung (梁孔華), a licensed former licensee with CE reference AAI021. Total licence records on file: 17.

Licence history

FirmRoleRegulated activityFromTo
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts present 2012-01-14
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 — Leveraged foreign exchange trading present 2012-01-14
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 5 — Advising on futures contracts present 2004-09-10
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 9 — Asset management present 2004-09-10
HSBC Broking (China) Limited
滙豐金融(中國)有限公司
RO Type 1 — Dealing in securities present 2012-01-14
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RO Type 1 — Dealing in securities present 2012-01-14
HSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
RO Type 1 — Dealing in securities present 2012-01-14
HSBC Broking (China) Limited
滙豐金融(中國)有限公司
RO Type 4 — Advising on securities present 2004-09-10
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RO Type 4 — Advising on securities present 2004-09-10
HSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
RO Type 4 — Advising on securities present 2004-09-10
HSBC Broking (China) Limited
滙豐金融(中國)有限公司
RO Type 6 — Advising on corporate finance present 2004-09-10
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RO Type 6 — Advising on corporate finance present 2004-09-10
HSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
RO Type 6 — Advising on corporate finance present 2004-09-10
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RO Type 7 — Providing automated trading services present 2003-09-02
HSBC Broking (China) Limited
滙豐金融(中國)有限公司
RO Type 9 — Asset management present 2004-09-10
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RO Type 9 — Asset management present 2004-09-10
HSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
RO Type 9 — Asset management present 2004-09-10

Related