Hei Ming (SFC:ASO239) Chan
陳希明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Ming (SFC:ASO239) Chan (陳希明), CE reference ASO239. Currently licensed at 2 firm(s): Linkways Asset Management Limited, Linkways Investment Management Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-04-10 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-28 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-03-28 | present |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-28 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-16 | 2025-02-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-09 | 2025-02-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-09 | 2025-02-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-01-09 | 2014-11-26 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-08-15 | 2013-12-20 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-27 | 2013-12-20 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-27 | 2013-12-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-12 | 2011-05-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-12 | 2011-05-19 |