Ho Wai (SFC:ANU067) Chan
陳浩偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wai (SFC:ANU067) Chan (陳浩偉), a licensed former licensee with CE reference ANU067. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-05-19 | 2014-08-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2014-08-23 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2014-08-23 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2012-08-14 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-03 | 2014-08-23 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-03 | 2014-08-23 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2007-07-19 | 2011-04-03 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2006-08-22 | 2011-04-03 |