Christina Simin Chan
陳關思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christina Simin Chan (陳關思敏), a licensed former licensee with CE reference AQS336. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-24 | 2017-06-25 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2016-01-03 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-16 | 2016-01-03 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-04-23 | 2015-07-05 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-14 | 2015-07-05 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-14 | 2015-07-05 |