Pak Ming Chan
陳百明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Ming Chan (陳百明), a licensed former licensee with CE reference AXI906. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2022-08-05 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-03 | 2022-08-05 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-01-03 | 2022-08-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-20 | 2016-12-14 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-20 | 2016-12-14 |
| Great Lakes Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-02-21 | 2012-12-31 |
| Hung Sing Securities Limited 鴻昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-03 | 2012-02-01 |