James Chien-Ta Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Chien-Ta Chiu, a licensed former licensee with CE reference AHR318. This person has 6.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-27 | 2012-08-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-24 | 2011-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Chien-Ta Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.