James Chien-Ta Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Chien-Ta Chiu ( ), a licensed former licensee with CE reference AHR318. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-27 | 2012-08-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-24 | 2011-03-15 |