Alistair Charles Alton Roberts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alistair Charles Alton Roberts, a licensed former licensee with CE reference AVU825. This person has 9.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maso Capital Partners Limited | Rep | Type 9 - Asset management | 2023-02-17 | 2024-08-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-12 | 2021-11-16 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-12 | 2021-11-16 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 - Advising on securities | 2015-07-28 | 2018-07-15 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-21 | 2018-07-15 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-28 | 2014-01-21 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-28 | 2015-07-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-19 | 2012-07-04 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-31 | 2011-03-22 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2011-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alistair Charles Alton Roberts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.