Hsin-Shu Branden Chen
陳信旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsin-Shu Branden Chen (陳信旭), a licensed former licensee with CE reference AUK172. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-11 | 2012-07-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-24 | 2011-01-15 |