Dominic Gee Yan Chan
陳智恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Gee Yan Chan (陳智恩), a licensed former licensee with CE reference ANR619. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-19 | 2017-03-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-19 | 2017-03-24 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2012-08-25 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-16 | 2012-08-25 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2007-08-06 | 2010-11-07 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-06 | 2010-11-07 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-11 | 2007-07-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-02 | 2007-07-26 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-20 | 2006-11-27 |