Dominic Gee Yan Chan

陳智恩
CE No. ANR619 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Gee Yan Chan (陳智恩), a licensed former licensee with CE reference ANR619. This person has 7.5 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2015-05-19 2017-03-24
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2015-05-19 2017-03-24
Piper Jaffray Asia Securities Limited
派杰亞洲証券有限公司
Rep Type 1 - Dealing in securities 2010-11-16 2012-08-25
Piper Jaffray Asia Futures Limited
派杰亞洲期貨有限公司
Rep Type 2 - Dealing in futures contracts 2010-11-16 2012-08-25
MUSHK Limited Rep Type 1 - Dealing in securities 2007-08-06 2010-11-07
MUSHK Limited Rep Type 2 - Dealing in futures contracts 2007-08-06 2010-11-07
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2007-06-11 2007-07-26
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2007-05-02 2007-07-26
Platinum Broking Company Limited
百德能經紀有限公司
Rep Type 1 - Dealing in securities 2006-07-20 2006-11-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Gee Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Ming Leung Piper Jaffray Asia Futures Limited 2010–2012
Chi Him Tse Piper Jaffray Asia Futures Limited 2010–2012
Fung Ki Lam Piper Jaffray Asia Futures Limited 2010–2012
King Ho Chow Piper Jaffray Asia Futures Limited 2010–2012
Michael Chan Piper Jaffray Asia Futures Limited 2010–2012
Max Man Hung Ngan Piper Jaffray Asia Futures Limited 2010–2012
John Hui Piper Jaffray Asia Futures Limited 2010–2012
Hung Kee Chan Piper Jaffray Asia Futures Limited 2010–2012
Lama Kit Sun Chang Piper Jaffray Asia Futures Limited 2010–2012
Andrew Lamont-Brown MUSHK Limited 2007–2010
Miroslav Misha Boudny MUSHK Limited 2007–2010
Nelson Ho-Wing Lee MUSHK Limited 2008–2010
Lap Kei Shiu MUSHK Limited 2008–2010
Hua Shen MUSHK Limited 2007–2010
Edmond Hoi Tik Lam MUSHK Limited 2007–2010
Lai Kai Man MUSHK Limited 2007–2010
Darren Charles Vinton MUSHK Limited 2007–2010
Jody Kit Yee Chan MUSHK Limited 2007–2010
Andreas Bruckner MUSHK Limited 2007–2010
Makoto Otake MUSHK Limited 2007–2010
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