James Milton Marsh Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Milton Marsh Jr ( ), a licensed former licensee with CE reference AWK209. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-13 | 2012-10-11 |