Shuk Yin Li
李淑賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yin Li (李淑賢), a licensed former licensee with CE reference ATV554. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-22 | 2012-10-24 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-25 | 2011-03-07 |