Ching King Sze
施清京
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching King Sze (施清京), a licensed former licensee with CE reference ABX988. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-09 | 2013-06-22 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-16 | 2011-06-04 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-14 | 2009-02-14 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2008-04-01 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-13 |