Tak Hung Lau
劉德雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Hung Lau (劉德雄), a licensed Representative with CE reference AEC937. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-23 | present |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-31 | 2009-07-11 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-07 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |