Ka Man Yip
葉家旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Yip (葉家旻), a licensed former licensee with CE reference AVK955. This person has 4.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles-Lim Capital Limited | Rep | Type 9 - Asset management | 2013-01-14 | 2015-07-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-11 | 2012-08-25 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-05 | 2012-01-31 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-08-05 | 2012-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.