Vivian Hoi Yee Lau
劉凱宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Hoi Yee Lau (劉凱宜), a licensed former licensee with CE reference AEV751. This person has 17.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-16 | 2023-10-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-04 | 2023-10-31 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-04 | 2023-10-31 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-02-06 | 2018-11-09 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-28 | 2018-11-09 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-19 | 2011-11-26 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2009-11-23 | 2009-12-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-10-13 | 2009-06-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-03 | 2009-06-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-01-03 | 2009-06-15 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-04 | 2007-11-11 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-04 | 2005-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Hoi Yee Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.