Willy Wen Kar Fon
馮文嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Willy Wen Kar Fon (馮文嘉), a licensed former licensee with CE reference ABX299. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-09 | 2009-05-01 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-09 | 2009-05-01 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-03 | 2008-08-27 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-03 | 2008-08-27 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-22 | 2007-07-14 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-22 | 2007-07-14 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-21 | 2005-09-08 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-27 |