Hetty Hor Shun Wan
溫可巽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hetty Hor Shun Wan (溫可巽), a licensed former licensee with CE reference AEK601. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-15 | 2017-01-27 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-15 | 2017-01-27 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-29 | 2015-02-17 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-29 | 2015-02-17 |