Tang To Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tang To Lo (盧登滔), a licensed Responsible Officer with CE reference AZQ963. Currently licensed at 1 firm(s): Fuji Hong Kong Commodities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 11.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-19 | present |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 4 - Advising on securities | 2025-03-19 | present |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-11-21 | present |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-03-23 | present |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-21 | 2024-07-17 |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
RO | Type 4 - Advising on securities | 2023-11-21 | 2024-07-17 |
| Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-06 | 2023-11-21 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-18 | 2020-06-20 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-03-15 | 2020-03-13 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-04 | 2019-03-15 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-20 | 2014-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tang To Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.