Anthony Alan Arkey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Alan Arkey ( ), a licensed former licensee with CE reference AAW718. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | Type 1 — Dealing in securities | 2015-01-26 | 2020-05-07 |
| Capstone Financial (HK) Limited | RO | Type 9 — Asset management | 2015-01-26 | 2021-04-30 |
| Capstone Financial (HK) Limited | RO | Type 4 — Advising on securities | 2014-07-30 | 2021-04-30 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-04-04 | 2014-06-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 — Asset management | 2014-04-04 | 2014-06-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-21 | 2013-07-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-11-21 | 2014-03-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-07-20 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-20 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 — Asset management | present | 2014-03-01 |