Chris Chiu Ming Tang
鄧昭明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Chiu Ming Tang (鄧昭明), a licensed former licensee with CE reference BHU631. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-03 | 2023-02-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-12 | 2023-02-17 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2019-06-12 | 2023-02-17 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-27 | 2019-02-01 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-27 | 2019-02-01 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-15 | 2017-07-19 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-15 | 2017-07-19 |