Wai Chi Kwok
郭偉志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Kwok (郭偉志), a licensed former licensee with CE reference AJD602. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-11 | 2015-08-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-11 | 2015-08-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-11 | 2015-08-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-04 | 2014-06-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-28 | 2011-04-28 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-19 | 2009-07-01 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-18 | 2009-04-22 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-12 | 2006-09-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-28 | 2005-07-12 |