Keng-Hsien Su
蘇耿賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng-Hsien Su (蘇耿賢), a licensed former licensee with CE reference AYN142. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-18 | 2025-06-06 |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-18 | 2025-06-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-12 | 2022-07-13 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-12 | 2022-07-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-12 | 2022-07-13 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-12 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-07-12 | 2022-07-13 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-07-12 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-07-12 | 2022-07-13 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2013-07-12 | 2022-07-13 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-12 | 2020-12-09 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-06 | 2013-06-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-25 | 2013-06-15 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-11-25 | 2013-06-15 |