Yi Xie
謝怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Xie (謝怡), a licensed former licensee with CE reference BDN986. This person has 8.5 years of SFC licence history. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BridgeWood Alternatives Limited | RO | Type 1 - Dealing in securities | 2024-07-11 | 2025-12-19 |
| BridgeWood Alternatives Limited | RO | Type 4 - Advising on securities | 2024-07-11 | 2025-12-19 |
| BridgeWood Alternatives Limited | Rep | Type 1 - Dealing in securities | 2024-06-27 | 2024-07-11 |
| BridgeWood Alternatives Limited | Rep | Type 4 - Advising on securities | 2024-06-27 | 2024-07-11 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-30 | 2021-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-10-30 | 2021-08-31 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-10-30 | 2021-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | 2017-10-30 | 2021-08-31 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-21 | 2017-10-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-08-21 | 2017-10-30 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-21 | 2017-10-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2017-08-21 | 2017-10-30 |
| Polen Capital HK Limited | RO | Type 1 - Dealing in securities | 2015-05-14 | 2017-06-16 |
| Polen Capital HK Limited | RO | Type 4 - Advising on securities | 2015-05-14 | 2017-06-16 |
| Polen Capital HK Limited | RO | Type 9 - Asset management | 2015-05-14 | 2017-06-16 |
| Polen Capital HK Limited | Rep | Type 1 - Dealing in securities | 2014-07-04 | 2015-05-14 |
| Polen Capital HK Limited | Rep | Type 4 - Advising on securities | 2014-07-04 | 2015-05-14 |
| Polen Capital HK Limited | Rep | Type 9 - Asset management | 2014-07-04 | 2015-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.