Yuding Wu
吳玉鼎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuding Wu (吳玉鼎), CE reference BAF612. Currently licensed at 1 firm(s): Haitong International Asset Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-28 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-28 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-10-28 | 2025-09-11 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-17 | 2022-02-24 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-17 | 2022-02-24 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-17 | 2022-02-24 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-03-17 | 2022-02-24 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-03-17 | 2022-02-24 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2021-03-17 | 2022-02-24 |
| SDIC Securities (Hong Kong) Limited 國投證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-03 | 2018-05-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-26 | 2015-05-27 |