Ziyuan Shi
史梓渊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyuan Shi (史梓渊), a licensed former licensee with CE reference BKK572. This person has 8.4 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-10 | 2026-02-15 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-07-10 | 2026-02-15 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
RO | Type 9 - Asset management | 2025-07-10 | 2026-02-15 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-05 | 2025-07-10 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-05 | 2025-07-10 |
| CR Wealth and Asset Management Limited 華興財富資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-06-05 | 2025-07-10 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-11-23 | 2025-05-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-11-23 | 2025-05-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 - Asset management | 2022-11-23 | 2025-05-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-03 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-12-03 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-03 | 2022-09-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-15 | 2022-11-23 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-15 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-08-15 | 2020-12-09 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-08-15 | 2022-11-23 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2017-08-15 | 2022-11-23 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-15 | 2020-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ziyuan Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.