Yi Yan Cheng
鄭怡欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Yan Cheng (鄭怡欣), CE reference BQD378. Currently licensed at 1 firm(s): CCB International Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-12 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-12 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-28 | 2025-10-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-28 | 2025-10-18 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-28 | 2025-10-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-08-28 | 2025-10-18 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-08-28 | 2025-10-18 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2024-08-28 | 2025-10-18 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-13 | 2024-08-04 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2023-10-13 | 2024-08-04 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-18 | 2023-09-12 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-18 | 2023-03-17 |