Xiaoxuan Tan
陳筱暄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxuan Tan (陳筱暄), a licensed former licensee with CE reference BTV208. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-13 | 2024-03-12 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-13 | 2024-03-12 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-13 | 2024-03-12 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-06-13 | 2024-03-12 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-06-13 | 2024-03-12 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2023-06-13 | 2024-03-12 |