Ming Shan
單明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Shan (單明), a licensed former licensee with CE reference AOM602. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-04-08 | 2012-08-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-04-08 | 2012-08-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2011-04-08 | 2012-08-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-31 | 2008-07-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-31 | 2008-07-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-31 | 2008-07-23 |