Alex Wing To Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Wing To Wong (黃穎濤), a licensed Responsible Officer with CE reference ANH516. Currently licensed at 1 firm(s): FTI Capital Advisors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 14.6 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-17 | present |
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 4 - Advising on securities | 2023-01-17 | present |
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-01-17 | present |
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 1 - Dealing in securities | 2021-12-21 | 2022-08-08 |
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 4 - Advising on securities | 2021-12-21 | 2022-08-08 |
| AEM Capital Limited 明德企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-12-20 | 2022-08-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-10-25 | 2018-02-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-10-25 | 2018-02-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-10-25 | 2018-02-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2013-09-30 | 2017-08-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2013-09-30 | 2017-08-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2013-09-30 | 2017-08-03 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-11-26 | 2013-05-01 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-11-26 | 2013-05-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-03 | 2012-11-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-03 | 2012-11-07 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-05-25 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2009-05-25 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-04-30 | 2010-07-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-01 | 2009-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-10 | 2009-02-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-24 | 2007-08-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-04-24 | 2007-08-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-24 | 2007-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Wing To Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.