Andrea Yan Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Yan Yuen ( ), a licensed former licensee with CE reference APL607. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-08-25 | 2008-11-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-25 | 2008-11-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-27 | 2007-11-27 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-08-27 | 2007-11-27 |