Carolyn Maureen Gillen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Maureen Gillen, a licensed former licensee with CE reference AOY392. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-06-27 | 2007-09-30 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-27 | 2007-09-30 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolyn Maureen Gillen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.