Sigismund Sung Chi Kwok
郭頌基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sigismund Sung Chi Kwok (郭頌基), a licensed former licensee with CE reference ALU450. This person has 8.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-08 | 2013-11-09 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-08 | 2013-11-09 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-05-15 | 2011-09-15 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-08-10 | 2011-09-15 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2006-08-10 | 2011-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-03-11 | 2006-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-03-11 | 2006-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-03-11 | 2006-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-03-11 | 2006-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-03-11 | 2006-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-03-11 | 2006-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sigismund Sung Chi Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.