Yaxin Chen
陳雅馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yaxin Chen (陳雅馨), a licensed former licensee with CE reference BOD774. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-06-01 | 2022-10-12 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-25 | 2022-10-12 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-09-02 | 2021-04-14 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-09-02 | 2021-04-14 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2019-09-02 | 2021-04-14 |