John Bradshaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Bradshaw, a licensed former licensee with CE reference AHC328. This person has 23.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-09-12 | 2026-03-31 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2012-09-12 | 2020-01-21 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2012-09-12 | 2026-03-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-03-29 | 2013-07-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2012-03-29 | 2012-09-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2006-01-06 | 2012-03-29 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2005-04-27 | 2006-01-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-03-29 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-03-29 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Bradshaw during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.