Urs Raebsamen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Urs Raebsamen ( ), a licensed former licensee with CE reference AVN544. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2021-07-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-07-27 | 2021-07-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-07-27 | 2020-04-01 |