Wing Yiu Sung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yiu Sung (宋榮耀), a licensed Responsible Officer with CE reference AAA677. Currently licensed at 4 firm(s): Karl Thomson Investment Consultants Limited, Karl-Thomson Securities Company Limited, Karl-Thomson Commodities Company Limited, Karl Thomson Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 8 - Securities margin financing; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 10.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2007-10-18 | present |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 - Asset management | 2007-10-18 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 - Asset management | 2004-11-26 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-11-08 | present |
| Karl Thomson Finance Limited 高信財務有限公司 |
RO | Type 8 - Securities margin financing | 2004-11-08 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-11-08 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-04 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-04 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yiu Sung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.