Karl Thomson Finance Limited

高信財務有限公司
CE No. AEZ422 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karl Thomson Finance Limited (高信財務有限公司), a Hong Kong-based licensed corporation with CE reference AEZ422. Currently licensed for regulated activity type(s) 8 - Securities margin financing. Current licensed staff on file: 4 (total recorded over time: 7).

Category:
Sell side · Brokerage ?
Registered address:
Rooms 606-610 6/F, Tai Yau Building, 181 Johnston Road, Wan Chai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 8 - Securities margin financing Pre-2003 present

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (7)

Active on date
Name Activities First licensed To
Dao Chong Chan 陳道庄 RO 8 2018-05 Present
Lap Kwan Chan 陳立群 RO 8 2018-05 Present
Kwok Lun Nam 藍國倫 RO 8 Pre-2003 Present
Wing Yiu Sung 宋榮耀 RO 8 2004-11 Present
Joey Pui Yan Wong 黃佩恩 Rep 8 Pre-2003 2012-03
Wai Man Chu 朱維民 Rep 8 Pre-2003 2008-08
So Har Lam 林素霞 Rep 8 Pre-2003 2004-03
Showing 1–7 of 7

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