Kwok Lun Nam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Lun Nam (藍國倫), a licensed Responsible Officer with CE reference AAA205. Currently licensed at 5 firm(s): Karl Thomson Investment Consultants Limited, Karl Thomson Financial Advisory Limited, Karl-Thomson Securities Company Limited, Karl-Thomson Commodities Company Limited, Karl Thomson Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 8 - Securities margin financing; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 9 - Asset management | 2004-12-16 | present |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-11-26 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Karl Thomson Finance Limited 高信財務有限公司 |
RO | Type 8 - Securities margin financing | Pre-2003 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-25 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-25 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-25 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-25 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Lun Nam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.