LIS Investment Services Limited

德悅投資服務有限公司
CE No. AOB392 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LIS Investment Services Limited (德悅投資服務有限公司), a Hong Kong-based licensed corporation with CE reference AOB392. Currently licensed for regulated activity type(s) 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 18). Earliest licence on file: 2008-01-09.

Category:
Buyside · Wealth management
Registered address:
Room 402 4/F, No. 29 Austin Road, Tsimshatsui, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2008-01-09 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (18)

Active on date
Name Activities First licensed To
Hon Lam Chung 鍾漢林 RO 4 2014-07 Present
Hok Kwan San To 申屠學軍 RO 4 Rep 4 2008-01 Present
Lee Kwan Lau 劉利君 Rep 4 2009-06 Present
Chi Wang Chan 陳智宏 RO 4 Rep 4 2008-01 2021-02
Pui Yee Chong 莊貝怡 Rep 4 2018-11 2021-01
Wai Hong Chang 張惠康 Rep 4 2011-08 2013-06
Gar San Lee 李家山 RO 4 Rep 4 2008-01 2012-07
Kwong Ning Ching 程廣寧 Rep 4 2008-04 2011-11
Ling Wah Kwan 關令華 Rep 4 2009-03 2010-12
Alexander Tak Wai Yuen 阮德偉 Rep 4 2009-04 2010-11
Anthony Tak Tim Yuen 阮德添 RO 4 2008-01 2010-07
Maurice Kin Chun Ip 葉見春 Rep 4 2008-07 2009-10
Hiu Kwan Lau 劉曉君 Rep 4 2008-08 2009-10
Sek Lun Au 歐錫麟 Rep 4 2008-07 2009-10
Kenneth Sze Lung Chan 陳士龍 Rep 4 2008-07 2009-10
Thomas Fuk Hong Chan 陳福康 Rep 4 2008-06 2009-09
Chi Ho Yip 葉志濠 Rep 4 2008-08 2009-09
Suk Mun Wong 黃淑敏 Rep 4 2008-07 2009-08
Showing 1–18 of 18

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