Gar San Lee
李家山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gar San Lee (李家山), a licensed former licensee with CE reference AKV146. This person has 8.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-01 | 2012-07-10 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
RO | Type 4 - Advising on securities | 2008-01-09 | 2010-05-01 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-06 | 2008-01-08 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 9 - Asset management | 2004-07-06 | 2008-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gar San Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.