Hok Kwan San To
申屠學軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Kwan San To (申屠學軍), a licensed Responsible Officer with CE reference AID493. Currently licensed at 1 firm(s): LIS Investment Services Limited. Active regulated activities: Type 4 - Advising on securities. This person has 22.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 |
RO | Type 4 - Advising on securities | 2009-09-08 | present |
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-09 | 2009-09-08 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
RO | Type 4 - Advising on securities | 2008-01-09 | 2008-07-09 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-28 | 2008-01-08 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-09-19 | 2008-01-08 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2003-10-23 | 2006-03-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-07 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-26 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-26 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-26 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Kwan San To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.