Hiu Kwan Lau
劉曉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Kwan Lau (劉曉君), a licensed former licensee with CE reference AFQ885. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-26 | 2009-10-31 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-17 | 2008-04-15 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-17 | 2008-04-15 |