Tai Shing Stock Investment Co. Limited

大盛証券投資有限公司

CE No. AEX212 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Shing Stock Investment Co. Limited (大盛証券投資有限公司), a Hong Kong-based licensed corporation with CE reference AEX212. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 8 (total recorded over time: 66).
Category:: Sell side · Brokerage ?
Registered address:: Room 801-4 Haleson Building, 1 Jubilee Street, Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 9 - Asset management	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2005-01-14

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (66)

Active on date RO only

Name	Activities	First licensed	To
Tsz Ching Kwok 郭子靜	RO 1 Rep 1, 4, 9	2009-12	Present
Chi Yuen Lui 呂子元	RO 1, 4 Rep 1, 4, 9	2008-10	Present
Suk Chi Quinnie Tam 譚淑孳	RO 1, 4, 9 Rep 1, 4, 9	2011-03	Present
Tammy Suk Yan Tam 譚淑欣	RO 1, 4, 6, 9	Pre-2003	Present
Shuk Chong Hung 洪淑莊	Rep 1, 4, 6, 9	Pre-2003	Present
Kit Ling Li 李潔玲	Rep 1, 4, 6, 9	Pre-2003	Present
Hoi Yan Mok 莫愷欣	Rep 1, 4, 6, 9	Pre-2003	Present
Stephen Kei Choy Ng 吳其材	Rep 1	2018-07	Present
Michael Mohammed Ismail 馬文龍	Rep 1	2010-09	2026-04
Angel On Ki Leung 梁安琪	Rep 1	2012-12	2025-12
So Mei Chung 鍾素媚	Rep 1, 4, 6, 9	Pre-2003	2024-06
Shun Kit Yung 容舜傑	Rep 1, 4, 6, 9	Pre-2003	2024-05
Wing Lun Kao 高永倫	Rep 1	2018-07	2023-12
Wenze Yu 余文澤	Rep 1	2006-12	2022-04
Hong Wa Cheng 鄭康華	Rep 1, 4	2005-02	2020-08
Siu Kam Tse 謝小琴	Rep 1, 4, 6, 9	Pre-2003	2019-12
Katherine Suk Kam Wong 王淑琴	Rep 1, 4, 6, 9	Pre-2003	2019-11
King Kau Chu 朱景球	Rep 1, 4, 6, 9	Pre-2003	2018-08
Chun Ming Chan 陳循明	RO 1, 4, 9	Pre-2003	2017-08
Chi Fai Wong 黃志揮	Rep 1	2008-02	2016-06
Yin Ping Jacqueline Chau 周燕萍	Rep 1	2011-01	2014-04
Sin Yee Lee 李倩儀	Rep 1	2011-02	2013-07
Wing Ki Mok 莫詠琪	Rep 1	2011-07	2012-07
Danny Wing Hong Kwong 鄺永康	Rep 1	2009-09	2012-06
Chun Wai Yu 余俊緯	Rep 1	2010-12	2012-06
Sam Man Lung Chang 張敏龍	Rep 1, 4	2009-04	2012-05
Ka Ki Man 文嘉麒	Rep 4	2010-05	2012-03
Lam Wai Li 李林威	Rep 1	2010-08	2011-12
Nga Chi Yu 余雅芝	Rep 1	2010-05	2011-05
Sung Fat Chin 錢崇發	Rep 1, 4, 6, 9	Pre-2003	2011-04
Cinderella Miu Han Tam 譚妙嫺	RO 1, 4, 6, 9	Pre-2003	2011-04
Yuk Chee Wan 溫玉芝	Rep 4	2009-08	2011-04
Kai Chong Ng 吳佳創	Rep 1	2011-01	2011-03
Chi Yan Chong 莊至仁	Rep 1	2010-05	2011-01
Siu Yuen Lee 李紹遠	Rep 1, 4, 6, 9	Pre-2003	2011-01
Chak Ming Tang 鄧澤明	Rep 1	2010-06	2011-01
Alex Yam Yu Yip 葉蔭裕	Rep 4	2009-04	2010-12
Wing Tong Lau 劉永棠	Rep 1	2010-08	2010-12
Jack Lai Yin Wong 黃禮賢	Rep 4	2009-10	2010-12
Ka Fai Yip 葉嘉輝	Rep 1	2007-11	2010-10
Yat Ming Chu 朱日明	Rep 1	2008-05	2010-08
Chi Chung Ho 何智聰	Rep 4	2009-07	2010-08
Tin Yau Ng 吳天祐	Rep 4	2009-04	2010-04
Wing Kei Tse 謝詠基	Rep 1	2008-05	2010-03
Eman Chi Ying Cheung 張智瑩	Rep 4	2009-04	2010-03
Isabel Yuen Han Kwan 關宛嫻	Rep 4	2009-04	2010-02
Man Kuen Au 區敏娟	Rep 4	2009-06	2010-02
Shan Shan Chu 朱珊珊	Rep 4	2009-04	2010-01
Wallace Tsz Hing Wong 黃子卿	Rep 4	2009-06	2010-01
Hon Hung Leung 梁漢雄	Rep 4	2004-07	2009-10
King Chung Leung 梁競聰	Rep 1	2008-06	2009-09
Sheung Chi So 蘇尚志	Rep 4	2009-06	2009-07
Vivian Ka Lai Chow 周珈儷	Rep 4	2009-04	2009-06
Ka Chi Yau 邱家智	Rep 1	2007-08	2008-07
Chun Kong Kwok 郭振江	Rep 1	2007-09	2008-05
Sing Wa Man 文星華	Rep 1	2007-06	2008-05
Dickson Siu Fung Poon 潘少鋒	Rep 1	2007-09	2008-04
Tai Kai Yung 翁大溪	Rep 1, 4, 6, 9	Pre-2003	2008-02
Oi Wa Chan 陳愛華	Rep 1	2005-09	2007-02
Choi Wan Fung 馮彩雲	Rep 1	2006-09	2007-02
Ngai Shing Wong 王毅承	Rep 4	2005-09	2006-04
Maria Sin Ling Lo 羅倩伶	Rep 1, 4, 6, 9	Pre-2003	2005-11
Tsz Lun Choi 蔡子麟	Rep 1	2005-02	2005-10
Ka Yee Shum 岑嘉怡	Rep 1, 4, 6, 9	Pre-2003	2005-10
Cheuk Fung Lam 林卓峯	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	2005-04
Samuel Chiu Wah Tsang 曾超華	Rep 1, 4, 6, 9	Pre-2003	2005-01