Siu Kam Tse
謝小琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kam Tse (謝小琴), a licensed former licensee with CE reference ABP637. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-12-01 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-08 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |