Katherine Suk Kam Wong
王淑琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Suk Kam Wong (王淑琴), a licensed former licensee with CE reference AAA702. This person has 16.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-11-01 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-08 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-02 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Suk Kam Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.