Samuel Chiu Wah Tsang
曾超華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Chiu Wah Tsang (曾超華), a licensed former licensee with CE reference AAA566. This person has 15.2 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-21 | 2022-02-16 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-22 | 2021-04-21 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-01 | 2021-03-18 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-11 | 2019-10-31 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-09 | 2019-04-11 |
| Ethk Securities Limited | RO | Type 1 - Dealing in securities | 2018-06-21 | 2018-12-31 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-18 | 2017-09-30 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-02-29 | 2016-07-12 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-05-15 | 2016-02-12 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2014-03-28 | 2014-05-01 |
| Sino Wealth Securities Limited 國新證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-05 | 2013-12-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-23 | 2011-12-22 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-12 | 2007-02-23 |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-10 | 2006-08-31 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-01 | 2005-10-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-14 | 2005-07-27 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-14 | 2005-07-28 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-13 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-13 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-01 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Chiu Wah Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.