Nga Chi Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Chi Yu (余雅芝), a licensed Representative with CE reference AVE448. Currently licensed at 2 firm(s): Kaiser Securities Limited, Kaiser Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-29 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-05-29 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-08 | 2026-02-09 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-08 | 2026-02-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-03 | 2026-02-09 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-31 | 2024-12-02 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-24 | 2020-01-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-09-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-26 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-26 | 2019-09-14 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2017-03-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-01 | 2017-03-31 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-14 | 2011-05-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nga Chi Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.