Wenze Yu
余文澤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenze Yu (余文澤), a licensed former licensee with CE reference AFV797. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-14 | 2022-04-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-05 | 2006-12-10 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-01 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |